Silicon Valley Securities Governance Attorney
Silicon Valley Securities Governance Attorney - Securities law & corporate governance attorneys. Call (818) 514-7680.
Securities & Corporate Governance
Securities law counsel for public and private companies in California. We handle SEC enforcement defense, insider trading investigations, proxy contests, shareholder derivative actions, securities fraud defense, corporate governance, executive compensation, and regulatory compliance.
Contact us: (818) 514-7680.
Fees, Costs and Case Results
Where representation is offered on a contingency basis there is no attorney fee unless we recover, and the firm advances case costs — filing fees, expert witnesses and medical records — which are then repaid out of any recovery. If there is no recovery, you owe no attorney fee. The specific terms that apply to a matter are set out in the written fee agreement for that matter.
Where this site refers to a verdict, settlement or court order, that result was dependent on the facts of that case, and results will differ if based on different facts. Past results do not predict or guarantee the outcome of any other matter, and no particular outcome is promised or guaranteed.
Frequently Asked Questions
- Why choose a Silicon Valley securities and corporate governance attorney?
- A Silicon Valley securities attorney brings specialized expertise in tech startup governance, venture capital deal structures, and the path from incorporation to IPO. Our understanding of NVCA model documents, founder equity arrangements, and Silicon Valley governance norms enables us to serve startups from formation through public markets. We work with companies at every stage, understanding the unique governance evolution of high-growth tech ventures.
- What securities and governance services do you offer in Silicon Valley?
- Our Silicon Valley securities practice provides comprehensive services including: startup governance and board advisory, venture capital financing documentation, equity incentive plan design and administration, pre-IPO governance preparation, SEC registration and public company compliance, insider trading policy development, cap table management and equity structuring, founder stock arrangements, 409A valuations coordination, and corporate housekeeping for startups.
- How much does a Silicon Valley securities attorney cost?
- Securities and governance legal fees for Silicon Valley startups vary by company stage. Early-stage governance advisory and corporate housekeeping ranges from $3,000-$10,000 quarterly. Series A governance setup typically costs $5,000-$15,000. Pre-IPO governance preparation ranges from $50,000-$150,000. Full IPO securities counsel costs $150,000-$500,000+. We offer free initial consultations and startup-friendly pricing. Contact us at (818) 514-7680 for a customized quote.
- What governance issues do Silicon Valley startups face?
- Silicon Valley startups encounter unique governance challenges including: founder stock vesting and restrictions, investor consent rights and protective provisions, board composition evolution as companies grow, option pool creation and refresh, 83(b) election compliance, related party transaction policies with founders, information rights for investors, dual-class stock structures, and preparing governance for acquisition or IPO.
- Do you help Silicon Valley startups prepare for IPO?
- Yes. IPO preparation is a core focus of our Silicon Valley securities practice. We guide tech startups through the governance transformation required for public markets including board independence requirements, committee establishment and charters, executive compensation disclosure, insider trading policies, SOX compliance preparation, S-1 registration statement drafting, SEC comment letter response, and stock exchange listing requirements.
- What is venture-backed company governance?
- Venture-backed governance encompasses the board structures, investor rights, and corporate policies specific to VC-funded companies. Key elements include board composition with investor designees, protective provisions requiring investor consent, information and inspection rights, anti-dilution provisions, drag-along and tag-along rights, ROFR and co-sale agreements, and voting agreements. We help Silicon Valley startups implement governance that protects founders while satisfying investor requirements.
- How do you help with equity compensation for Silicon Valley startups?
- Equity compensation is essential for Silicon Valley talent acquisition. Our securities practice handles all aspects of startup equity including equity incentive plan (ISO/NSO) design, restricted stock and RSU programs, 409A valuation coordination, 83(b) election procedures, stock option grant administration, Form S-8 registration for public companies, equity disclosure in SEC filings, and option acceleration provisions.
- What is a 409A valuation and why do startups need them?
- A 409A valuation determines fair market value for stock option exercise prices. Silicon Valley startups need current 409A valuations to issue compliant stock options, avoid adverse tax consequences for employees, establish defensible pricing for equity grants, and satisfy investor due diligence. We coordinate with 409A valuation firms and ensure proper documentation of equity grants.
- Do you handle founder stock and vesting arrangements?
- Yes. Founder equity is foundational to startup governance. Our Silicon Valley practice handles founder stock purchase agreements, vesting schedules (typically 4-year with 1-year cliff), 83(b) election filing and documentation, founder departures and unvested share repurchase, acceleration provisions (single and double trigger), co-founder equity splits and adjustments, and founder stock in acquisition transactions.
- Can you help with SEC compliance for public tech companies in Silicon Valley?
- Absolutely. We provide full SEC compliance support for public Silicon Valley tech companies including Form 10-K, 10-Q, and 8-K preparation, proxy statement and annual meeting support, Section 16 insider reporting, Regulation FD compliance, non-GAAP financial measure disclosure, cybersecurity incident disclosure, SEC comment letter response, and ongoing governance advisory.
Contact Trembach Law Firm
Trembach Law Firm, APC
27001 Agoura Road, Suite 350, Calabasas, CA 91301
Phone: (818) 514-7680
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