SECURITIES GOVERNANCE | 2026-04-30

SEC 10b5-1 Plan Enforcement Sweep | Sec Atty CA

SEC announces coordinated April 30, 2026 enforcement actions and Wells notices targeting public-company executives whose Rule 10b5-1 trading plans show signs of abuse.

The SEC 10b5-1 trading plan enforcement sweep announced today, April 30, 2026, by the Division of Enforcement marks the most aggressive coordinated action against insider-trading plan abuse since the 2022 amendments to Rule 10b5-1(c) took effect. In a press conference this morning, the Director of Enforcement disclosed that the Commission has issued Wells notices to executives at multiple public companies and filed civil enforcement actions targeting plans that, on their face, complied with the

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